Compliance

Compliance

The compliance engine uses the same rules engine that the commission engine uses except that the inputs to it are different and the actions possible are also different. In the commissions engine an action might be to pay an advisor or charge an account. In the compliance engine the actions are to create an alert which can be pushed forward to a mobile device, email I.D. or be available on a compliance dashboard where actions on it can be managed. Entire workflows are attached to the alerts from the compliance rules allowing your compliance department to very easily track and manage compliance alerts and tickets.